FIN 301 Corporation Finance
FIN 301
Course Syllabus
Course Syllabus

The information contained on this page is designed to give students a representative example of material covered in the course. Any information related to course assignments, dates, or course materials is illustrative only. For a definitive list of materials, please check the online catalog 3-4 weeks before the course start date.

FIN 301 Corporation Finance (3): Nature of finance function; risk and return concepts; working capital; dividend policies; mergers; security markets; acquisition and management of corporate capital; analysis of operations; forecasting capital requirements; raising capital; and planning profits. May not be used to satisfy Smeal College baccalaureate degree requirements. Not available to students who have completed B A 301. Prerequisites: ACCTG 211; ECON 004; MGMT 301; SCM 200 or STAT 200



Course Description

This course focuses on managing the finances of a corporation. This course facilitates the understanding of the manner in which the management evaluates the available investment opportunities and financing such investments. The creation of value for shareholders by virtue of financial decision-making process is stressed in this course. The course, thus, provides an analytical framework in which the “intrinsic value” of the corporation and of the different instruments issued by the corporation is determined. A lot of material will be covered in this course, including but not limited to, cash flow analysis, ratio analysis, time value of money, risk and return, stock valuation, bond valuation, capital budgeting, dividend policy, capital structure and mergers and acquisitions.

Most, if not all of you, must be wondering about the direction of the stock market, bond market, housing market, and the U.S. dollar. There would be ample opportunities in this class to discuss these topics in an analytical framework. In the real world of decision-making there may not be yes/no answers – rather the answers may depend on contingencies. Hence, class participation is essential in this class. The relevant current topics and controversies will be discussed. Hence, you are required to read some business magazines, newspapers or business news websites to keep yourself updated about the current events in the business world and relate theory to practice. Some of the recommended websites are:

http://www.marketwatch.com/
http://www.businessweek.com/
http://online.wsj.com/home-page
http://finance.yahoo.com/


Learning Objectives

The primary goal of this course is to provide you with a basic understanding and framework of how firms acquire, allocate, and control their financial resources to maximize shareholder value. Upon successful completion of this course you should be able to:

  • Interpret the financial position of a company through financial statement analysis
  • Analyze investment opportunities using concepts such as time value of money and risk and return metrics
  • Apply stock and bond valuation methods
  • Evaluate different investment opportunities using capital budgeting techniques
  • Explain how a firm determines the composition of its finances
  • Evaluate different financial management problems given various sets of circumstances

Required Course Materials

Most World Campus courses require that students purchase materials (e.g., textbooks, specific software, etc.). To learn about how to order materials, please see the Course Materials page. You should check LionPATH approximately 3–4 weeks before the course begins for a list of required materials.


Library Resources

Many of the University Libraries resources can be utilized from a distance. Through the Libraries website, you can

You can view the Online Students' Library Guide for more information.

You must have an active Penn State Access Account to take full advantage of the Libraries' resources and services. Once you have a Penn State account, you will automatically be registered with the library within 24–48 hours. If you would like to determine whether your registration has been completed, visit the Libraries home page and select  My Account.


Technical Specifications

Technical Requirements
Operating System Windows Vista, Windows 7, Windows 8*; Mac OS X 10.5 or higher
*Windows 8 support excludes the tablet only RT version
Processor 2 GHz or higher
Memory 1 GB of RAM
Hard Drive Space 20 GB free disk space
Browser We recommend the latest ANGEL-supported version of Firefox or Internet Explorer. To determine if your browser fits this criterion, and for advice on downloading a supported version, please refer to the following ITS knowledge base article: Supported Browsers and Recommended Computers.
Note: Cookies, Java, and JavaScript must be enabled. Pop-up blockers should be configured to permit new windows
from Penn State websites.

Due to nonstandard handling of CSS, JavaScript and caching,
older versions of Internet Explorer (such as IE 6 or earlier) do not work with our courses.
Plug-ins Adobe Reader [Download from Adobe]
Flash Player (v7.0 or later) [Download from Adobe]
Additional Software Microsoft Office (2007 or later)
Internet Connection Broadband (cable or DSL) connection required
Printer Access to graphics-capable printer
DVD-ROM Required
Sound Card, Microphone, and Speakers Required
Monitor Capable of at least 1024 x 768 resolution

If you need technical assistance at any point during the course, please contact the Service Desk.

For registration, advising, disability services, help with materials, exams, general problem solving, visit World Campus Student Services!


Arranging a Proctor

You will need to secure a proctor in order to take exams in this course. A proctor will not automatically be assigned to you; rather, you must make the necessary contacts to secure a professional who will serve in this capacity.
  1. Contact a person who meets the qualifications and ask him or her to proctor your exam.
  2. Student Services must approve your proctor before any exams can be taken. Please see instructions for securing a suitable proctor. While many proctors will serve on a voluntary basis, you are responsible for paying any expenses incurred in retaining a proctor.
  3. You must submit your proctor for approval or schedule your exams at a testing center using our online proctored exam portal. You will need to enter your proctor's contact information and submit proctor verification documentation. If you have any questions about using the procted exam portal, please visit the how-to guide. Note: If your proctor has been previously approved by the World Campus during a prior course within two years, you do not need to obtain verification. World Campus retains proctor information on file for two years.
  4. If your proctor does not meet the required specifications, Student Services will notify you within 5 to 7 business days.
  5. Students registered with Student Disability Resources who are receiving exam accommodations are responsible for providing their letter of accommodation to both faculty/instructors and exam proctors prior to scheduling exams.
  6. If you are a graduating senior requesting a final exam, please see additional information about early deadlines for course completion and exam scheduling.
  7. Contact Student Services if you cannot take a scheduled exam.
  8. Unless you have received permission to take your exam at an alternative time, your proctor will only allow you to take the exam during dates specified in your course.

Projects

This project is to be completed by a team of four students. Each team must let me know the stock details by the 1st day of the 2nd week of classes via e-mail. Each student must select two stocks. Each team has to select eight stocks as per the following criterion:

  • The first letter of the stock ticker must match the first letter of the student’s last name.

Grades

Assessment
Points Percentage
Mid-Term Exam 100 Points 20%
Final Exam (comprehensive) 100 Points 20%
Assignments (including online quizzes 150 Points 30%
Project 50 Points 10%
Total 500 Points 100%

Please refer to the University Grading Policy for Undergraduate Courses for additional information about University grading policies. 
If you are prevented from completing this course for reasons beyond your control, you have the option of requesting a deferred grade from your instructor. For more information, please see "Deferred Grades" on the World Campus Student Policies Web site.


Course Schedule

The schedule below outlines the topics we will be covering in this course, along with the associated time frames and assignments. Note that assignments are due based on the Eastern Standard Time (EST). This ensures that all students have the same deadlines regardless of where they live.

All assignments are due by 11:59 PM Eastern Time (ET) on Sunday of the week assigned unless otherwise stated.

Note: If you are planning to graduate this semester, please communicate your intent to graduate to your instructor. This will alert your instructor to the need to submit your final grade in time to meet the published graduation deadlines. For more information about graduation policies and deadlines, please refer to Graduation at the Chaiken Center for Student Success.

Week 1
Lesson 00 and 01 :  Course Orientation and Overview of Financial Management

Readings:

  1. Read "Course Orientation
  2. Fundamentals of Financial Mangement (Brigham), Ch 1
  3. Lesson 01 commentary

Assignments:

  1. Complete Activities from the "Getting Started" and email activity from the Course Orientation
  2. Complete and submit Student Questionnaire.
  3. Complete and submit Proctor Information Form.
  4. Complete online Ch 1 quiz on CengageNow
  5. Begin paper on "Role of Ethics in Business"

Topics:

  • Forms of Business Organization
  • Sharholder Value and Its Relationship to Stock Prices
  • Intrinsic Value and Stock Price
  • Executive Compensation and Unethical Behavior
  • Agency Issues
Week 2
Lesson 02:  Financial Statements, Cash flow, and Taxes

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 3*
  2. Lesson 02 commentary

* Note: If you have taken an accounting class recently, you may skim through Chapter 3, otherwise, read this chapter thoroughly as this will form the basis for the next chapter.

Assignments:

  1. Submit the paper on "Role of Ethics in Business"
  2. Complete online quizzes for Ch 3 on CengageNow

Topics:

  • Financial Statements and Reports: Balance Sheet, Income Statement, Statement of Cash Flows, and Statement of Stockholders' Equity
  • Free Cash Flows
  • Introduction to Corporate and Individual Tax System in the U.S.

 

Week 3
Lesson 03:  Analysis of Financial Statements

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 4
  2. Lesson 04 commentary

Assignments:

  1. Complete online quiz Ch 4 on CengageNow
  2. Discuss questions on the Ford Motor Company case

Topics:

  • Ratio Analysis
  • Liquidity Ratios
  • Asset Management Ratios
  • Debt Management Ratios
  • Profitability Ratios
  • Market Value Ratios
  • DuPont Equation
  • Critical Ratio Analysis across Different Industries
  • Uses and Limitations of Ratio Analysis including ROE

 

Week 4
Lesson 04:  Time Value of Money

Readings:

  1. Fundamentals of Financial Mangement (Brigham) Ch 5
  2. Lesson 05 commentary

Assignments:

  1. Complete the online quizzes for Ch 5 on CengageNow
  2. Complete and submit the Request Form for Exam 1, located in the Exam Forms folder.

Topics:

  • Setting up Time Lines
  • Compounding versus Discounting
  • Calculating Future Values and Present Values
  • Calculating Interest Rate, Number of Periods
  • Calculations Rrelated to Ordinary Annuities, Annuity Due, Perpetuities, and Uneven Cash Flows
  • Comparing Interest Rate
  • Loan Amortization

Note: While working on the examples, please practice with your financial calculator. From this point onwards, you will require a financial calculator.

 

Week 5
Lesson 05:  Interest Rates

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 6
  2. Lesson 06 commentary

Assignments:

  1. Complete the online quiz for Ch 6 on CengageNow

Topics:

  • Determinants of Market Interest Rates
  • Term Structure of Interest Rates
  • Determinants of Yield Curve

 

Week 6
Lesson 06: Bond Valuation

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 7
  2. Lesson 07 commentary

Assignments:

  1. Complete the online quiz for Ch 7 on CengageNow
  2. Prepare for mid-course exam

Topics:

  • Characteristics of Bonds
  • Bond Valuation
  • Bond Yields (YTM, YTC)
  • Changes in Bond Values over Time
  • Assessing a Bond’s Riskiness (Interest Rate Risk, Reinvestment Rate Risk)
  • Types of Corporate Bonds
  • Default Risk and Bond Ratings
  • Bankruptcy and Reorganization

 

Week 7
Mid-Course Exam

Readings:

  1. None

Assignments:

  1. Please go over exam review information to prepare for the mid-course exam.

 

Week 8
Lesson 07:  Risk and Rates of Return

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 8
  2. Lesson 08 commentary

Assignments:

  1. Complete online quiz for Ch 8 on CengageNow
  2. Project work

Topics:

  • Expected Rate of Return
  • Stand Alone Risk and Its Statistical Measures
  • Risk Aversion and Required Returns
  • Portfolio Risk and Capital Asset Pricing Model
  • Portfolio Return and Risk
  • The concept of Beta in a Portfolio Context
  • Relationship between Risk and Return (SML Equation)
  • Shifts in SML Due to Changes in Risk Aversion, Beta and Expected Inflation
  • Limitations of Beta and CAPM and Implications for Managers

 

Week 9
Lesson 08:  Stock Valuation

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 9
  2. Lesson 09 commentary

Assignments:

  1. Complete online quiz for Ch 9 on CengageNow
  2. Discuss questions on the XX case
  3. Project work

Topics:

  • Legal Rights and Privileges of Common Stockholders
  • Stock Price and Intrinsic Value
  • Discounted Dividend Model
  • Valuation of Constant Growth Stocks
  • Valuation of Non-Constant Growth Stocks
  • Valuing the entire corporation using DDM and FCF Model
  • Valuation of Preferred Stocks

 

Week 10
Lesson 09:  Cost of Capital

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 10
  2. Lesson 10 commentary

Assignments:

  1. Complete online quiz for Ch 10 on CengageNow
  2. Complete and submit the Request Form for Exam 2, located in the Exam Forms folder.
  3. Project work

Topics:

  • Cost of Debt
  • Cost of Preferred Stock
  • Cost of Retained Earnings
  • Cost of New Common Stock
  • Weighted Average Cost of Capital
  • Adjusting the Cost of Capital for Risk

 

Week 11
Lesson 10:  Capital Budgeting

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 11
  2. Lesson 11 commentary

Assignments:

  1. Complete online quiz for Ch 11 on CengageNow

Topics:

  • Why Capital Budgeting?
  • Net Present Value
  • Internal Rate of Return
  • Multiple Internal Rate of Return
  • Reinvestment Rate Assumption
  • Modified Internal Rate of Return
  • Payback Period
  • Decision Criteria for Capital Budgeting

 

Week 12
Lesson 11: Dividends and Share Repurchases

Readings:

  1. Fundamentals of Financial Management (Brigham) Ch 15
  2. Lesson 12 commentary

Assignments:

  1. Complete online quiz for Ch 15 on CengageNow

Topics:

  • Dividends versus Capital Gains
  • Dividend Irrelevance Theory
  • Bird in the Hand Fallacy
  • Signaling Theory
  • Clientele Effect
  • Establishing the Dividend Policy in Practice
  • Factors Influencing Dividend Policy
  • Stock Dividends and Stock Splits
  • Stock Repurchases versus Dividends

 

Week 13
Final Exam

Readings:

  1. None

Assignments:

  1. Please go over exam review information to prepare for the final exam.
  2. Final team project is due.

Formal instruction will end on the last day of class. Provided that you have an active Penn State Access Account user ID and password, you will continue to be able to access the course materials for one year, starting from the end date of the academic semester in which the course was offered (with the exception of library reserves and other external resources that may have a shorter archival period). After one year, you might be able to access the course based on the policies of the program or department offering the course material, up to a maximum of three years from the end date of the academic semester in which the course was offered. For more information, please review the University Course Archival Policy.


Academic Integrity

According to Penn State policy G-9: Academic Integrity (for undergraduate students in undergraduate courses) and policy GCAC-805 Academic Integrity (for graduate students and undergraduate students in graduate courses), an academic integrity violation is “an intentional, unintentional, or attempted violation of course or assessment policies to gain an academic advantage or to advantage or disadvantage another student academically.” Unless your instructor tells you otherwise, you must complete all course work entirely on your own, using only sources that have been permitted by your instructor, and you may not assist other students with papers, quizzes, exams, or other assessments. If your instructor allows you to use ideas, images, or word phrases created by another person (e.g., from Course Hero or Chegg) or by generative technology, such as ChatGPT, you must identify their source. You may not submit false or fabricated information, use the same academic work for credit in multiple courses, or share instructional content. Students with questions about academic integrity should ask their instructor before submitting work.

Students facing allegations of academic misconduct may not drop/withdraw from the affected course unless they are cleared of wrongdoing (see G-9: Academic Integrity or GCAC-805 Academic Integrity as appropriate). Attempted drops will be prevented or reversed, and students will be expected to complete course work and meet course deadlines. Students who are found responsible for academic integrity violations face academic outcomes, which can be severe, and put themselves at jeopardy for other outcomes which may include ineligibility for Dean’s List, pass/fail elections, and grade forgiveness. Students may also face consequences from their home/major program and/or The Schreyer Honors College.

How Academic Integrity Violations Are Handled
World Campus students are expected to act with civility and personal integrity; respect other students' dignity, rights, and property; and help create and maintain an environment in which all can succeed through the fruits of their own efforts. An environment of academic integrity is requisite to respect for oneself and others, as well as a civil community.

In cases where academic integrity is questioned, procedures allow a student to accept or contest/appeal the allegation. If a student chooses to contest/appeal the allegation, the case will then be managed by the respective school, college or campus Academic Integrity Committee. Review procedures may vary by college, campus, or school, but all follow the aforementioned policies.

All academic integrity violations are referred to the Office of Student Accountability and Conflict Response, which may assign an educational intervention and/or apply a Formal Warning, Conduct Probation, Suspension, or Expulsion.

Information about Penn State's academic integrity policy is included in the information that students receive upon enrolling in a course. To obtain that information in advance of enrolling in a course, please contact us by going to the Contacts & Help page.


Accomodating Disabilities

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Additional Policies


Disclaimer: Please note that the specifics of this Course Syllabus are subject to change, and you will be responsible for abiding by any such changes. Your instructor will notify you of any changes.